List of Canadian security regulators
Securities regulators head provincial and territorial agencies that are responsible for protecting consumers who purchase securities or investment advice. Their jurisdiction extends over licensing firms and their agents, investigating violations of provincial and territorial law, filing enforcement actions when appropriate, and educating the public about investment fraud. [1]
Canada does not have a securities regulatory authority at the federal government level, although securities regulators from each of the ten provinces and three territories in Canada have teamed up to form the Canadian Securities Administrators (CSA).[2]
This list page provides links to the websites of provincial and territorial security regulators. A similar page devoted to US state security regulators is included in external links.
Province | Main Site |
---|---|
Alberta | link |
British Columbia | link |
Manitoba | link |
New Brunswick | link |
Newfoundland & Labrador | link |
Nova Scotia | link |
Ontario | link |
Prince Edwards Island | link |
Quebec | link |
Saskatchewan | link |
Territory | Main Site |
---|---|
Northwest Territories | link |
Nunavut | link |
Yukon | link |
References
- ^ NASAA , North American Securities Administrators Association, viewed March 19, 2012.
- ^ Canadian Securities Administrators, viewed July 26, 2012.